Personnel Hong Kong SFC License Details (ID 93944)

Personnel Hong Kong SFC License Details (ID 93944)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2010-10-04	-
	Rep	Asset management	2010-10-04	-
	Rep	Dealing in securities	2010-10-04	-
AMUNDI ASSET MANAGEMENT	Rep	Advising on securities	2005-04-01	2008-01-01
Amundi Hong Kong Limited	Rep	Advising on securities	2005-04-01	2010-07-10
	Rep	Dealing in securities	2005-04-01	2010-07-10
AMUNDI ASSET MANAGEMENT	Rep	Asset management	2005-03-24	2008-01-01
Amundi Hong Kong Limited	Rep	Asset management	2005-03-24	2010-07-10
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Asset management	2005-01-12	2005-03-15
FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-01-06
	Rep	Advising on securities	2003-04-01	2005-01-06
	Rep	Asset management	2003-04-01	2005-01-11