Personnel Hong Kong SFC License Details (ID 93946)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2004-09-23	2020-11-24
Credit Agricole Securities (Asia) Limited	Rep	Advising on securities	2004-05-19	2004-08-19
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-12-10
	Rep	Asset management	-	2003-12-10
	Rep	Dealing in securities	-	2003-12-10
	Rep	Advising on securities	-	2004-04-28