Personnel SFC Licences and HKMA Registrations (ID 93948)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on futures contracts	2021-05-20	-
	Rep	Advising on securities	2021-04-27	-
	Rep	Asset management	2021-04-27	-
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2007-05-29	2021-01-22
	Rep	Asset management	2007-05-29	2021-01-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.