Personnel Hong Kong SFC License Details (ID 93972)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neuberger Berman Asia Limited	Rep	Advising on securities	2012-05-02	2016-04-05
	Rep	Asset management	2012-05-02	2016-04-05
	Rep	Dealing in securities	2012-05-02	2016-04-05
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2010-11-23	2012-04-13
	Rep	Asset management	2010-11-23	2012-04-13
	Rep	Dealing in securities	2010-11-23	2012-04-13