Personnel Hong Kong SFC License Details (ID 93981)

Personnel Hong Kong SFC License Details (ID 93981)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2007-11-09	-
	Rep	Asset management	2007-11-09	-
Halbis Capital Management (Hong Kong) Limited	Rep	Advising on securities	2005-07-15	2007-10-05
	Rep	Asset management	2005-07-15	2007-10-05
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2005-02-04	2007-10-05
	Rep	Asset management	2005-02-04	2007-10-05
PineBridge Investments Asia Limited	Rep	Advising on corporate finance	2003-04-01	2005-01-23
	Rep	Advising on securities	2003-04-01	2005-01-23
	Rep	Asset management	2003-04-01	2005-01-23