Personnel Hong Kong SFC License Details (ID 93999)

Personnel Hong Kong SFC License Details (ID 93999)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Segantii Capital Management Limited	RO	Asset management	2010-08-11	-
Credit Suisse (Hong Kong) Limited	RO	Providing automated trading services	2008-11-04	2010-02-02
	RO	Dealing in futures contracts	2008-11-04	2010-02-02
Credit Suisse Futures (Hong Kong) Limited	RO	Providing automated trading services	2007-03-26	2008-11-24
	RO	Dealing in futures contracts	2007-03-26	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	RO	Dealing in securities	2007-03-26	2010-02-02
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2005-12-02	2007-03-26
	Rep	Dealing in futures contracts	2005-12-02	2007-03-26
Credit Suisse (Hong Kong) Limited	RO	Dealing in securities	2005-06-02	2010-02-02
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2003-04-01	2003-08-22
	Rep	Asset management	2003-04-01	2005-01-03
	Rep	Advising on corporate finance	2003-04-01	2005-03-31
	Rep	Advising on securities	2003-04-01	2005-03-31
	Rep	Dealing in securities	2003-04-01	2007-03-26