| VSFG Asset Management Limited | RO | Advising on securities | 2025-05-23 | 2026-08-11 |
| RO | Asset management | 2025-05-23 | 2026-08-11 |
| RO | Dealing in securities | 2025-05-23 | 2026-08-11 |
| Rep | Advising on securities | 2025-03-18 | 2025-05-23 |
| Rep | Asset management | 2025-03-18 | 2025-05-23 |
| Rep | Dealing in securities | 2025-03-18 | 2025-05-23 |
| Rep | Advising on securities | 2024-08-05 | 2025-02-13 |
| Rep | Asset management | 2024-08-05 | 2025-02-13 |
| Rep | Dealing in securities | 2024-08-05 | 2025-02-13 |
| Venture Smart Asia Limited | Rep | Advising on securities | 2020-10-23 | 2025-01-15 |
| Rep | Asset management | 2020-10-23 | 2025-01-15 |
| Rep | Dealing in securities | 2020-10-23 | 2025-01-15 |
| ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2015-06-12 | 2018-06-06 |
| RO | Asset management | 2015-06-12 | 2018-06-06 |
| Segantii Capital Management Limited | Rep | Asset management | 2011-06-02 | 2013-04-29 |
| AD Capital Management (Hong Kong) Limited | RO | Advising on futures contracts | 2009-11-09 | 2011-05-27 |
| RO | Advising on securities | 2009-11-09 | 2011-05-27 |
| RO | Asset management | 2009-11-09 | 2011-05-27 |
| Rep | Advising on securities | 2007-04-13 | 2009-11-09 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-03-03 |
| Rep | Dealing in securities | 2003-04-01 | 2004-03-03 |
| Rep | Advising on securities | 2003-04-01 | 2005-03-23 |