| ENHANCED INVESTMENT PRODUCTS LIMITED | RO | Advising on futures contracts | 2020-06-02 | 2021-02-26 |
| RO | Advising on securities | 2020-06-02 | 2021-02-26 |
| RO | Asset management | 2020-06-02 | 2021-02-26 |
| MCG Management Limited | RO | Advising on futures contracts | 2018-07-06 | 2021-02-26 |
| RO | Advising on securities | 2018-07-06 | 2021-02-26 |
| RO | Asset management | 2018-07-06 | 2021-02-26 |
| Rep | Advising on futures contracts | 2015-06-15 | 2018-07-06 |
| Rep | Advising on securities | 2015-06-15 | 2018-07-06 |
| Rep | Asset management | 2015-06-15 | 2018-07-06 |
| GRAND FIRE SECURITIES LIMITED | Rep | Advising on securities | 2015-01-20 | 2015-06-05 |
| Segantii Capital Management Limited | Rep | Asset management | 2011-07-07 | 2012-08-07 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-06-18 | 2007-09-05 |
| Rep | Dealing in securities | 2006-09-07 | 2007-09-05 |
| Rep | Advising on securities | 2006-07-24 | 2007-09-05 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2005-03-03 | 2006-06-23 |
| Rep | Advising on securities | 2005-03-03 | 2006-06-23 |
| Rep | Dealing in futures contracts | 2005-03-03 | 2006-06-23 |
| Rep | Dealing in securities | 2005-03-03 | 2006-06-23 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-03-03 | 2004-07-12 |