Personnel Hong Kong SFC License Details (ID 94007)

Personnel Hong Kong SFC License Details (ID 94007)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Segantii Capital Management Limited	Rep	Asset management	2009-03-11	2014-03-21
AD Capital Management (Hong Kong) Limited	Rep	Advising on futures contracts	2008-06-23	2009-03-03
	Rep	Advising on securities	2008-06-23	2009-03-03
	Rep	Asset management	2008-06-23	2009-03-03
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2007-05-22	2008-04-30
	Rep	Dealing in securities	2007-05-22	2008-04-30
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-05-22	2008-04-30
	Rep	Dealing in futures contracts	2007-05-22	2008-04-30
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2007-05-22	2008-04-30