Personnel Hong Kong SFC License Details (ID 94009)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Select Investment Services Limited (HK)	RO	Advising on securities	2011-09-16	2012-03-16
	RO	Dealing in securities	2011-09-16	2012-03-16
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2009-09-18	2010-03-22
	Rep	Dealing in securities	2009-05-07	2010-03-22
SHINKO SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2008-07-30	2009-05-06
RHB SECURITIES HONG KONG LIMITED	RO	Advising on securities	2006-11-17	2007-06-05