Tompkins, John G

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2018-06-22	2021-12-03
	Rep	Dealing in securities	2018-06-22	2021-12-03
SENRIGAN CAPITAL GROUP LIMITED	RO	Asset management	2011-06-28	2013-07-15
	Rep	Asset management	2010-11-15	2011-06-28
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-05-19	2010-11-05
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2009-11-17	2010-11-05
	Rep	Dealing in securities	2009-11-17	2010-11-05
OCP Asia (Hong Kong) Limited	Rep	Advising on futures contracts	2006-07-17	2008-12-16
	Rep	Advising on securities	2006-07-17	2008-12-16
	Rep	Asset management	2006-07-17	2008-12-16

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2018-06-22	2021-12-03
	Rep	Dealing in securities	2018-06-22	2021-12-03
SENRIGAN CAPITAL GROUP LIMITED	RO	Asset management	2011-06-28	2013-07-15
	Rep	Asset management	2010-11-15	2011-06-28
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-05-19	2010-11-05
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2009-11-17	2010-11-05
	Rep	Dealing in securities	2009-11-17	2010-11-05
OCP Asia (Hong Kong) Limited	Rep	Advising on futures contracts	2006-07-17	2008-12-16
	Rep	Advising on securities	2006-07-17	2008-12-16
	Rep	Asset management	2006-07-17	2008-12-16