Personnel Hong Kong SFC License Details (ID 94020)

Personnel Hong Kong SFC License Details (ID 94020)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BALYASNY ASSET MANAGEMENT (HONG KONG) LIMITED (TRADING AS CORBETS CAPITAL)	Rep	Asset management	2021-11-22	2024-01-24
Ovata Capital Management Limited	Rep	Asset management	2019-04-16	2021-08-20
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2017-09-20	2019-02-25
	Rep	Dealing in securities	2017-09-20	2019-02-25
Lakeville Capital Management Limited	Rep	Asset management	2016-09-23	2016-09-30
FIG HK (Hong Kong) Limited	RO	Asset management	2016-04-08	2016-08-31
	Rep	Asset management	2016-01-12	2016-04-08
Harmony Advisors Limited	RO	Asset management	2014-01-28	2015-05-31
SENRIGAN CAPITAL GROUP LIMITED	Rep	Asset management	2011-04-06	2013-06-27
BEAR STEARNS ASIA LIMITED	Rep	Advising on corporate finance	2007-07-16	2008-06-01
	Rep	Advising on securities	2007-07-16	2008-06-01
	Rep	Dealing in securities	2007-07-16	2008-06-01
Merrill Lynch Far East Limited	Rep	Advising on securities	2005-04-22	2007-06-30
	Rep	Dealing in securities	2005-04-22	2007-06-30
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2003-11-19	2007-06-30
	Rep	Advising on securities	2003-11-19	2007-06-30
	Rep	Dealing in securities	2003-11-19	2007-06-30
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2003-11-19	2007-06-30