Personnel Hong Kong SFC License Details (ID 94025)

Personnel Hong Kong SFC License Details (ID 94025)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
THREE STONES CAPITAL LIMITED	RO	Advising on futures contracts	2017-10-09	2018-07-31
	RO	Advising on securities	2017-10-09	2018-07-31
	RO	Asset management	2017-08-08	2018-07-31
	Rep	Asset management	2016-06-08	2017-08-08
SG SECURITIES (HK) LIMITED	RO	Dealing in securities	2010-06-25	2015-05-29
	RO	Providing automated trading services	2009-09-28	2015-05-29
	RO	Dealing in futures contracts	2009-09-28	2015-05-29
	Rep	Providing automated trading services	2008-11-07	2009-09-28
	Rep	Dealing in futures contracts	2008-11-07	2009-09-28
	Rep	Dealing in securities	2008-11-07	2010-06-25