Personnel Hong Kong SFC License Details (ID 94027)

Personnel Hong Kong SFC License Details (ID 94027)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	RO	Dealing in futures contracts	2010-02-01	2016-04-29
	Rep	Dealing in futures contracts	2006-08-23	2010-02-01
	RO	Dealing in futures contracts	2006-01-24	2006-08-23
	RO	Providing automated trading services	2006-01-24	2016-04-29
	RO	Dealing in securities	2006-01-24	2016-04-29
	Rep	Dealing in futures contracts	2004-02-09	2006-01-24
	Rep	Advising on securities	-	2003-12-16
	Rep	Asset management	-	2003-12-16
	Rep	Advising on corporate finance	-	2004-01-13
	Rep	Providing automated trading services	-	2006-01-24
	Rep	Dealing in securities	-	2006-01-24