| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| FLOW TRADERS HONG KONG LIMITED | RO | Dealing in futures contracts | 2026-10-20 | - |
| RO | Dealing in securities | 2026-10-20 | - | |
| TCW ASIA LIMITED | RO | Dealing in securities | 2012-10-25 | 2013-03-04 |
| SG SECURITIES (HK) LIMITED | RO | Advising on futures contracts | 2010-11-16 | 2019-02-08 |
| RO | Advising on securities | 2010-08-18 | 2019-02-08 | |
| RO | Dealing in futures contracts | 2004-01-30 | 2019-02-08 | |
| RO | Providing automated trading services | 2003-06-09 | 2019-02-08 | |
| RO | Dealing in securities | 2003-06-09 | 2019-02-08 | |
| Rep | Advising on corporate finance | 2003-04-01 | 2003-05-29 | |
| Rep | Advising on securities | 2003-04-01 | 2003-05-29 | |
| Rep | Asset management | 2003-04-01 | 2003-05-29 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-06-09 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-06-09 |
No HKMA registrations in the collected records.