Personnel Hong Kong SFC License Details (ID 94035)

Personnel Hong Kong SFC License Details (ID 94035)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	RO	Advising on securities	2022-11-28	-
	RO	Dealing in securities	2022-11-28	-
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2012-03-20	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2012-03-20	2022-11-28
	Rep	Dealing in securities	2012-03-20	2022-11-28
SG SECURITIES (HK) LIMITED	RO	Dealing in securities	2010-11-24	2011-09-26
	Rep	Dealing in securities	2006-08-14	2010-11-24