Personnel Hong Kong SFC License Details (ID 94038)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	RO	Dealing in securities	2010-04-09	2012-10-08
	Rep	Providing automated trading services	2009-06-26	2012-10-08
	Rep	Dealing in securities	2009-06-18	2010-04-09
BEAR STEARNS ASIA LIMITED	RO	Providing automated trading services	2008-01-03	2008-10-01
	RO	Advising on securities	2008-01-03	2009-04-27
	RO	Dealing in securities	2008-01-03	2009-04-27