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McWilliam, James Richard Hong Kong SFC License Details (ID 94041)
McWilliam, James Richard
SFC ID:
AVY126
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
MUFG Securities Asia Limited
Rep
Dealing in securities
2018-09-28
2019-08-30
SG SECURITIES (HK) LIMITED
RO
Advising on securities
2010-11-17
2013-11-09
RO
Dealing in securities
2010-11-17
2013-11-09