| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2020-11-12 | 2023-07-07 |
| Rep | Dealing in securities | 2020-11-12 | 2023-07-07 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2012-08-23 | 2020-10-30 |
| Rep | Dealing in securities | 2012-08-23 | 2020-10-30 |
| SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2011-08-19 | 2012-06-16 |
| RO | Dealing in futures contracts | 2011-01-19 | 2011-07-19 |
| RO | Providing automated trading services | 2011-01-19 | 2012-06-16 |
| RO | Dealing in securities | 2009-06-24 | 2012-06-16 |
| Rep | Dealing in securities | 2007-09-13 | 2009-06-24 |
| Rep | Providing automated trading services | 2007-09-13 | 2011-01-19 |
| Rep | Dealing in futures contracts | 2007-09-13 | 2011-01-19 |