Personnel Hong Kong SFC License Details (ID 94045)

Personnel Hong Kong SFC License Details (ID 94045)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VERACITY INVESTMENT CO., LIMITED	RO	Dealing in securities	2017-08-04	2018-08-23
	RO	Advising on securities	2014-04-11	2018-08-23
	RO	Asset management	2014-04-11	2018-08-23
SG SECURITIES (HK) LIMITED	RO	Advising on futures contracts	2012-04-23	2014-04-08
	RO	Advising on securities	2012-04-23	2014-04-08
	RO	Dealing in futures contracts	2011-08-25	2014-04-08
	RO	Asset management	2010-10-07	2014-04-08
	RO	Dealing in securities	2010-10-07	2014-04-08
	Rep	Asset management	2010-09-13	2010-10-07
	Rep	Dealing in securities	2010-09-13	2010-10-07