Personnel Hong Kong SFC License Details (ID 94064)

Personnel Hong Kong SFC License Details (ID 94064)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2023-03-13	-
	Rep	Dealing in securities	2023-03-13	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2020-01-13	2023-01-12
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2020-01-13	2023-01-12
	Rep	Dealing in securities	2020-01-13	2023-01-12
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2017-02-01	2019-09-27
	Rep	Dealing in securities	2017-02-01	2019-09-27
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2009-07-13	2016-09-01
	Rep	Dealing in futures contracts	2009-07-13	2016-09-01
	Rep	Dealing in securities	2009-07-13	2016-09-01