Personnel Hong Kong SFC License Details (ID 94065)

Personnel Hong Kong SFC License Details (ID 94065)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Y-Intercept (Hong Kong) Limited	Rep	Asset management	2023-09-28	-
Privium Fund Management (HK) Limited	Rep	Asset management	2021-12-14	2023-06-22
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2019-04-09	2020-05-13
	Rep	Dealing in futures contracts	2019-04-09	2021-10-19
	Rep	Dealing in securities	2019-04-09	2021-10-19
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2017-07-19	2019-02-28
SG SECURITIES (HK) LIMITED	RO	Providing automated trading services	2016-01-05	2017-03-10
	RO	Dealing in futures contracts	2016-01-05	2017-03-10
	RO	Dealing in securities	2016-01-05	2017-03-10
	Rep	Providing automated trading services	2009-08-17	2016-01-05
	Rep	Dealing in futures contracts	2009-08-17	2016-01-05
	Rep	Dealing in securities	2009-08-17	2016-01-05