Chan, Lydia Chiu Ming 陳昭明

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amundi Hong Kong Limited	Rep	Dealing in securities	2022-01-04	-
SG SECURITIES (HK) LIMITED	Rep	Advising on securities	2003-04-01	2003-12-16
	Rep	Asset management	2003-04-01	2003-12-16
	Rep	Advising on corporate finance	2003-04-01	2004-09-01
	Rep	Providing automated trading services	2003-04-01	2004-09-01
	Rep	Dealing in securities	2003-04-01	2021-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amundi Hong Kong Limited	Rep	Dealing in securities	2022-01-04	-
SG SECURITIES (HK) LIMITED	Rep	Advising on securities	2003-04-01	2003-12-16
	Rep	Asset management	2003-04-01	2003-12-16
	Rep	Advising on corporate finance	2003-04-01	2004-09-01
	Rep	Providing automated trading services	2003-04-01	2004-09-01
	Rep	Dealing in securities	2003-04-01	2021-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.