Personnel Hong Kong SFC License Details (ID 94073)

Personnel Hong Kong SFC License Details (ID 94073)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JANCHOR PARTNERS LIMITED	Rep	Asset management	2012-06-29	-
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2010-06-28	2012-03-31
	Rep	Dealing in futures contracts	2010-06-28	2012-03-31
	Rep	Dealing in securities	2010-06-28	2012-03-31
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2006-08-07	2010-05-07
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2006-08-07	2010-05-07
	Rep	Dealing in securities	2006-08-07	2010-05-07
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2004-06-15	2006-06-13