| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Nuvama Investment Advisors (Hongkong) Private Limited | RO | Advising on futures contracts | 2020-04-14 | - |
| RO | Advising on securities | 2020-04-14 | - | |
| RO | Dealing in futures contracts | 2020-04-14 | - | |
| RO | Dealing in securities | 2020-04-14 | - | |
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-09-24 | 2019-11-21 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-09-24 | 2019-11-21 |
| Saxo Capital Markets HK Limited | RO | Dealing in securities | 2018-03-14 | 2018-03-27 |
| Rep | Dealing in securities | 2016-08-18 | 2018-03-14 | |
| Rep | Dealing in futures contracts | 2016-08-18 | 2018-03-27 | |
| Rep | Leveraged foreign exchange trading | 2016-08-18 | 2018-03-27 | |
| SG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2015-03-05 | 2015-05-19 |
| Rep | Dealing in futures contracts | 2015-03-05 | 2015-05-19 | |
| Rep | Dealing in securities | 2010-08-10 | 2015-05-19 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-11-03 | 2010-07-28 |
| BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2004-07-16 | 2005-09-06 |
| BEAR STEARNS HONG KONG LIMITED | Rep | Dealing in futures contracts | 2004-07-16 | 2004-11-23 |
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