| Citadel Securities (Hong Kong) Limited | RO | Dealing in futures contracts | 2017-11-13 | 2020-07-03 |
| RO | Dealing in securities | 2017-11-13 | 2020-07-03 |
| Rep | Dealing in futures contracts | 2015-12-30 | 2017-11-13 |
| Rep | Dealing in securities | 2015-12-30 | 2017-11-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-06-09 | 2015-09-29 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-06-09 | 2015-09-29 |
| Rep | Dealing in securities | 2014-06-09 | 2015-09-29 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2012-10-16 | 2014-03-08 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-10-16 | 2014-03-08 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-10-16 | 2014-03-08 |
| SG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2009-06-29 | 2012-06-02 |
| Rep | Dealing in futures contracts | 2009-06-29 | 2012-06-02 |
| Rep | Dealing in securities | 2009-06-29 | 2012-06-02 |