Personnel Hong Kong SFC License Details (ID 94100)

Personnel Hong Kong SFC License Details (ID 94100)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Dealing in securities	2026-02-06	-
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2017-08-04	-
	RO	Dealing in securities	2017-08-04	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2014-08-11	2026-02-06
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2014-08-11	2017-08-04
	Rep	Dealing in securities	2014-08-11	2017-08-04
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2009-07-13	2014-04-26
	Rep	Dealing in futures contracts	2009-07-13	2014-04-26
	Rep	Dealing in securities	2009-07-13	2014-04-26