Personnel Hong Kong SFC License Details (ID 94110)

Personnel Hong Kong SFC License Details (ID 94110)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2018-09-14	2024-04-08
	Rep	Dealing in securities	2018-09-14	2024-04-08
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2018-09-14	2024-04-08
	Rep	Dealing in securities	2018-09-14	2024-04-08
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2007-11-28	2018-05-17
	Rep	Dealing in futures contracts	2007-11-28	2018-05-17
	Rep	Dealing in securities	2006-03-20	2018-05-17
	Rep	Dealing in securities	2004-10-11	2005-06-17