Personnel Hong Kong SFC License Details (ID 94112)

Personnel Hong Kong SFC License Details (ID 94112)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citadel Securities (Hong Kong) Limited	RO	Dealing in futures contracts	2017-11-02	2022-04-13
	RO	Dealing in securities	2017-11-02	2022-04-13
	Rep	Dealing in futures contracts	2017-02-13	2017-11-02
	Rep	Dealing in securities	2017-02-13	2017-11-02
SG SECURITIES (HK) LIMITED	RO	Providing automated trading services	2014-01-17	2016-07-08
	RO	Dealing in futures contracts	2014-01-17	2016-07-08
	RO	Dealing in securities	2014-01-17	2016-07-08
	Rep	Providing automated trading services	2009-11-17	2014-01-17
	Rep	Dealing in futures contracts	2009-11-17	2014-01-17
	Rep	Dealing in securities	2009-11-17	2014-01-17