Personnel Hong Kong SFC License Details (ID 94115)

Personnel Hong Kong SFC License Details (ID 94115)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities International Global Markets Limited	RO	Dealing in futures contracts	2022-10-19	-
	Rep	Dealing in futures contracts	2021-05-20	2022-10-19
	RO	Advising on securities	2021-02-18	-
	RO	Dealing in securities	2021-02-18	-
	Rep	Advising on securities	2019-04-24	2021-02-18
	Rep	Dealing in securities	2017-06-26	2021-02-18
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2014-06-30	2017-06-25
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2010-01-04	2014-03-04