| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2020-03-31 | 2020-06-26 |
| RO | Dealing in securities | 2020-03-31 | 2020-06-26 |
| Rep | Dealing in futures contracts | 2018-11-01 | 2020-03-31 |
| Rep | Dealing in securities | 2018-11-01 | 2020-03-31 |
| SG SECURITIES (HK) LIMITED | RO | Providing automated trading services | 2016-11-29 | 2018-06-22 |
| RO | Dealing in futures contracts | 2016-11-29 | 2018-06-22 |
| RO | Dealing in securities | 2016-11-29 | 2018-06-22 |
| Rep | Providing automated trading services | 2016-07-25 | 2016-11-29 |
| Rep | Dealing in futures contracts | 2016-07-25 | 2016-11-29 |
| Rep | Dealing in securities | 2016-07-25 | 2016-11-29 |
| Rep | Providing automated trading services | 2009-07-13 | 2013-08-17 |
| Rep | Dealing in futures contracts | 2009-07-13 | 2013-08-17 |
| Rep | Dealing in securities | 2008-12-16 | 2013-08-17 |