Personnel Hong Kong SFC License Details (ID 94134)

Personnel Hong Kong SFC License Details (ID 94134)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUBE RESEARCH &AMP; TECHNOLOGIES HONG KONG LIMITED	Rep	Asset management	2018-01-02	2019-05-03
Credit Suisse (Hong Kong) Limited	Rep	Asset management	2016-11-23	2017-12-31
	Rep	Dealing in futures contracts	2015-01-12	2017-11-06
	Rep	Dealing in securities	2015-01-12	2017-11-06
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2015-01-12	2016-11-16
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2006-10-31	2014-08-01
	Rep	Dealing in futures contracts	2006-10-31	2014-08-01
	Rep	Dealing in securities	2006-10-31	2014-08-01