| SG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2009-11-04 | 2013-05-17 |
| Rep | Dealing in futures contracts | 2009-10-23 | 2013-05-17 |
| Rep | Dealing in securities | 2009-10-23 | 2013-05-17 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2007-12-17 | 2009-04-23 |
| Rep | Advising on securities | 2007-12-17 | 2009-04-23 |
| Rep | Dealing in futures contracts | 2007-12-17 | 2009-04-23 |
| Rep | Dealing in securities | 2007-12-17 | 2009-04-23 |
| SG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2005-06-22 | 2006-02-06 |
| Rep | Dealing in futures contracts | 2005-06-22 | 2006-02-06 |
| Rep | Dealing in securities | 2005-06-22 | 2006-02-06 |