Personnel Hong Kong SFC License Details (ID 94150)

Personnel Hong Kong SFC License Details (ID 94150)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2021-11-11	2022-02-25
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2021-05-10	-
	Rep	Dealing in securities	2021-05-10	-
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2016-12-08	2021-03-09
	Rep	Dealing in securities	2016-12-08	2021-03-09
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2010-06-09	2016-08-19
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2008-03-19	2009-06-03