Personnel Hong Kong SFC License Details (ID 94155)

Personnel Hong Kong SFC License Details (ID 94155)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2025-09-25	2025-10-03
	Rep	Dealing in futures contracts	2024-10-03	2025-05-16
Credit Suisse (Hong Kong) Limited	RO	Advising on securities	2024-07-09	2025-01-08
Credit Suisse Securities (Hong Kong) Limited	RO	Dealing in securities	2024-01-22	2025-05-16
	Rep	Dealing in securities	2023-12-01	2024-01-22
Credit Suisse (Hong Kong) Limited	RO	Dealing in futures contracts	2021-03-03	2025-05-16
	RO	Dealing in securities	2021-03-03	2025-05-16
	Rep	Dealing in futures contracts	2015-05-26	2021-03-03
	Rep	Dealing in securities	2015-05-26	2021-03-03
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2015-05-26	2021-03-03
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2009-12-04	2015-02-25
	Rep	Dealing in futures contracts	2009-12-04	2015-02-25
	Rep	Dealing in securities	2009-12-04	2015-02-25