Personnel Hong Kong SFC License Details (ID 94160)

Personnel Hong Kong SFC License Details (ID 94160)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Y-Intercept (Hong Kong) Limited	RO	Asset management	2018-12-14	-
Credit Suisse (Hong Kong) Limited	Rep	Asset management	2016-11-09	2017-11-18
	Rep	Dealing in futures contracts	2015-03-24	2017-11-10
	Rep	Dealing in securities	2015-03-24	2017-11-10
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2009-07-16	2014-11-29
	Rep	Dealing in futures contracts	2009-07-16	2014-11-29
	Rep	Dealing in securities	2009-07-16	2014-11-29
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-11-17	2009-01-23