Personnel Hong Kong SFC License Details (ID 94166)

Personnel Hong Kong SFC License Details (ID 94166)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIXIS ASIA LIMITED	RO	Advising on futures contracts	2019-09-16	2025-03-17
	RO	Advising on securities	2019-09-16	2025-03-17
	RO	Dealing in futures contracts	2019-09-16	2025-03-17
	RO	Dealing in securities	2019-09-16	2025-03-17
	Rep	Dealing in futures contracts	2012-04-05	2019-09-16
	Rep	Dealing in securities	2012-04-05	2019-09-16
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2010-04-14	2011-10-11
	Rep	Dealing in futures contracts	2010-04-14	2011-10-11
	Rep	Dealing in securities	2010-04-14	2011-10-11