| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PT Capital Partners Limited | RO | Dealing in securities | 2025-10-14 | - |
| Rep | Dealing in securities | 2023-09-05 | 2025-10-14 | |
| Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2021-03-31 | 2023-03-22 |
| Rep | Dealing in securities | 2021-03-31 | 2023-03-22 | |
| RO | Advising on securities | 2017-05-17 | 2021-03-31 | |
| RO | Dealing in securities | 2017-05-17 | 2021-03-31 | |
| Rep | Advising on securities | 2015-02-17 | 2017-05-17 | |
| Rep | Dealing in securities | 2015-02-17 | 2017-05-17 | |
| PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2014-09-18 | 2015-01-30 |
| PineBridge Investments Asia Limited | Rep | Advising on securities | 2013-10-15 | 2015-01-30 |
| Rep | Dealing in securities | 2013-10-15 | 2015-01-30 | |
| SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-01-04 | 2013-06-26 |
No HKMA registrations in the collected records.