Personnel Hong Kong SFC License Details (ID 94172)

Personnel Hong Kong SFC License Details (ID 94172)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2024-10-10	-
	Rep	Dealing in securities	2024-10-10	-
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2016-09-06	2023-05-05
	Rep	Providing automated trading services	2016-09-06	2023-05-05
	Rep	Dealing in securities	2016-09-06	2023-05-05
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2010-09-20	2012-09-29
	Rep	Dealing in futures contracts	2010-09-20	2012-09-29
	Rep	Dealing in securities	2010-09-20	2012-09-29