Personnel Hong Kong SFC License Details (ID 94176)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2010-01-13	2011-12-31
SG ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Dealing in securities	2007-11-05	2010-01-01
	Rep	Advising on securities	2005-01-03	2010-01-01
	Rep	Asset management	2005-01-03	2010-01-01
TCW ASIA LIMITED	Rep	Advising on securities	2005-01-03	2005-01-03
	Rep	Asset management	2005-01-03	2005-01-03
	RO	Advising on corporate finance	-	2005-01-03
	RO	Advising on securities	-	2005-01-03
	RO	Asset management	-	2005-01-03