| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2022-07-28 | 2022-11-25 |
| Rep | Dealing in futures contracts | 2018-08-15 | 2022-04-20 |
| Rep | Dealing in securities | 2018-08-15 | 2022-04-20 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-06-10 | 2018-05-17 |
| Rep | Dealing in securities | 2014-06-10 | 2018-05-17 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-06-10 | 2018-04-09 |
| SG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2010-07-05 | 2014-01-01 |
| Rep | Dealing in futures contracts | 2010-07-05 | 2014-01-01 |
| Rep | Dealing in securities | 2010-07-05 | 2014-01-01 |