Personnel SFC Licences and HKMA Registrations (ID 94184)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2021-12-24	-
	Rep	Dealing in securities	2021-11-29	-
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2010-09-24	2021-06-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.