Personnel Hong Kong SFC License Details (ID 94191)

Personnel Hong Kong SFC License Details (ID 94191)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Global Prime Partners (Asia) Limited	Rep	Dealing in futures contracts	2025-09-02	-
	RO	Dealing in securities	2025-09-02	-
	Rep	Dealing in securities	2017-11-20	2025-09-02
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2010-12-20	2014-09-04
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-26	2010-09-22
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-01-15	2010-08-26
Merrill Lynch (Asia Pacific) Limited	Rep	Providing automated trading services	2008-12-02	2010-09-22
	Rep	Dealing in securities	2005-04-28	2010-09-22
Merrill Lynch Far East Limited	Rep	Dealing in securities	2005-04-28	2010-09-22