Webb-site Legacy

Petermann, Stephane Albert (SFC:AXZ945)

SFC ID:AXZ945

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	RO	Dealing in futures contracts	2018-01-04	2019-10-03
	RO	Dealing in securities	2018-01-04	2019-10-03
UBS SECURITIES HONG KONG LIMITED	RO	Dealing in futures contracts	2018-01-04	2019-10-03
	RO	Dealing in securities	2018-01-04	2019-10-03
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2017-04-03	2018-01-04
	Rep	Dealing in securities	2017-04-03	2018-01-04
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2017-04-03	2018-01-04
	Rep	Dealing in securities	2017-04-03	2018-01-04
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2016-09-20	2016-11-11
	Rep	Dealing in futures contracts	2016-09-20	2016-11-11
	Rep	Dealing in securities	2016-09-20	2016-11-11
	RO	Providing automated trading services	2013-07-08	2016-09-20
	RO	Dealing in futures contracts	2013-07-08	2016-09-20
	RO	Dealing in securities	2013-07-08	2016-09-20
	Rep	Providing automated trading services	2011-09-05	2013-07-08
	Rep	Dealing in futures contracts	2011-09-05	2013-07-08
	Rep	Dealing in securities	2011-09-05	2013-07-08