| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-08-17 | 2022-04-20 |
| CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2016-03-16 | 2017-03-09 |
| SG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2010-05-14 | 2014-06-27 |
| Rep | Dealing in futures contracts | 2010-05-14 | 2014-06-27 |
| Rep | Dealing in securities | 2010-05-14 | 2014-06-27 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2008-11-07 | 2010-02-17 |
| Rep | Dealing in futures contracts | 2008-11-07 | 2010-02-17 |
| Rep | Dealing in securities | 2007-01-15 | 2010-02-17 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2007-01-15 | 2008-11-24 |
| Rep | Dealing in futures contracts | 2007-01-15 | 2008-11-24 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2004-11-17 | 2007-01-01 |
| Rep | Dealing in futures contracts | 2004-11-17 | 2007-01-01 |
| Rep | Dealing in securities | 2004-11-17 | 2007-01-01 |