| SG SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2014-04-10 | - |
| RO | Dealing in securities | 2014-04-10 | - |
| RO | Providing automated trading services | 2014-04-10 | 2020-05-14 |
| Rep | Providing automated trading services | 2006-08-29 | 2014-04-10 |
| Rep | Dealing in futures contracts | 2006-08-29 | 2014-04-10 |
| Rep | Dealing in securities | 2006-08-29 | 2014-04-10 |
| Rep | Providing automated trading services | 2004-06-24 | 2005-06-30 |
| Rep | Dealing in futures contracts | 2004-06-24 | 2005-06-30 |
| Rep | Dealing in securities | 2004-06-24 | 2005-06-30 |
| Rep | Providing automated trading services | 2004-02-18 | 2004-05-06 |
| Rep | Dealing in futures contracts | 2004-02-18 | 2004-05-06 |
| Rep | Dealing in securities | 2003-11-25 | 2004-05-06 |