Personnel Hong Kong SFC License Details (ID 94219)

Personnel Hong Kong SFC License Details (ID 94219)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2011-02-18	2015-05-15
	Rep	Dealing in futures contracts	2011-02-18	2015-05-15
	Rep	Dealing in securities	2011-02-18	2015-05-15
CYPRESS LANE CAPITAL LIMITED	Rep	Asset management	2009-07-21	2010-11-30
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2006-03-22	2008-08-01
	Rep	Dealing in securities	2006-03-22	2008-08-01
RITCHIE CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2005-07-19	2006-01-16
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2004-08-09	2005-06-02
	Rep	Dealing in securities	2004-08-09	2005-06-02