Personnel Hong Kong SFC License Details (ID 94223)

Personnel Hong Kong SFC License Details (ID 94223)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2021-01-19	2023-01-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2021-01-19	2023-01-10
	Rep	Dealing in futures contracts	2021-01-19	2023-01-10
	Rep	Dealing in securities	2021-01-19	2023-01-10
SG SECURITIES (HK) LIMITED	RO	Dealing in futures contracts	2015-07-02	2019-11-22
	RO	Dealing in securities	2015-07-02	2019-11-22
	Rep	Dealing in futures contracts	2008-12-08	2015-07-02
	Rep	Dealing in securities	2008-12-08	2015-07-02