Personnel Hong Kong SFC License Details (ID 94227)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2023-12-11	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2023-12-11	-
	Rep	Dealing in futures contracts	2023-12-11	-
	Rep	Dealing in securities	2023-12-11	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2020-03-03	2023-10-30
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2020-03-03	2023-10-30
	Rep	Dealing in futures contracts	2020-03-03	2023-10-30
	Rep	Dealing in securities	2020-03-03	2023-10-30
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2017-11-02	2019-11-29
Morgan Stanley Asia Limited	Rep	Dealing in securities	2015-07-13	2017-07-26
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2015-07-13	2017-07-26
	Rep	Dealing in futures contracts	2015-07-13	2017-07-26
	Rep	Dealing in securities	2015-07-13	2017-07-26
BSI Investment Advisors (Hong Kong) Limited	Rep	Advising on securities	2013-08-27	2014-01-31
	Rep	Dealing in securities	2013-08-27	2014-01-31
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2006-09-22	2012-12-15
	Rep	Dealing in futures contracts	2006-09-22	2012-12-15
	Rep	Dealing in securities	2006-09-22	2012-12-15
	Rep	Dealing in futures contracts	2005-10-31	2006-06-24
	Rep	Providing automated trading services	2005-09-08	2006-06-24
	Rep	Dealing in securities	2005-09-08	2006-06-24