Personnel Hong Kong SFC License Details (ID 94228)

Personnel Hong Kong SFC License Details (ID 94228)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capula Investment Management Asia Limited	Rep	Asset management	2026-05-27	-
	Rep	Dealing in securities	2026-05-27	-
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2022-02-17	2026-05-26
Capula Investment Management Asia Limited	Rep	Asset management	2018-06-29	2021-09-21
	Rep	Dealing in securities	2018-06-29	2021-09-21
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2007-11-20	2015-01-31
	Rep	Dealing in futures contracts	2007-11-20	2015-01-31
	Rep	Dealing in securities	2007-11-20	2015-01-31